Mercer Global Advisors has acquired NorthAvenue Financial Advocates, a Columbus, Ohio-based wealth management firm with more ...

Some see a credibility boost and new competition for Schwab and Fidelity; others fear Altruist could lose its edge.

The SEC on Thursday filed 38 civil complaints against the purported firms, alleging that they made material ...

This dynamic has pushed wealth concentration to new extremes at the very top of the billionaire class, the report said. The ...

ThinkAdvisor provides financial advisors, registered investment advisors and wealth managers with comprehensive coverage of the products, services and information they need to guide their clients in ...

In addition, Matt Reiner, managing partner and senior investment advisor at Capital Investment Advisors, has partnered with ...

The typical high-net-worth advisor client has $2 million in assets under management, or enough to rank in the top 2% of ...

Dean Dellas, 42, of Cazenovia, New York, had pleaded guilty to wire fraud and aggravated identity theft, leading to the ...

The $4.6 billion deal is the "biggest structural move for RIA custody in years," William Trout of Datos Insights says.

Although reported transactions dipped to 120 deals from 132 in the first six months of 2025, the scale of acquisitions ...

The SEC plan would modernize the regulations around custody of advisor assets, including crypto assets, the filing at OMB ...

An annuity player's AI should watch financial statements, capital levels, ratings, regulatory activity and many other ...